In this episode of Advisor Talk with Frank LaRosa, Frank is joined by his co-host Stacey Frank for an in-depth, no-fluff conversation about what actually happens during a financial advisor’s transition. From planning timelines to the emotional rollercoaster of leaving a firm, they unpack the real-world complexities of making a move – and how to navigate them successfully.
Frank and Stacey break down the client communication do’s and don’ts, the risks of delaying a move once your mind is made up, and the often-overlooked power of viewing the transition as a growth opportunity – not just a change in scenery.
Key Highlights:
-How long it really takes to prepare and execute a successful move.
-What you can – and can’t – say to clients during a transition.
-The emotional cost of waiting too long to leave.
-Why your assistant should be part of the due diligence process.
-Using the transition conversation to grow your book of business.
-Legal tips for navigating non-protocol firms.
-The value of having a transition project manager on your team.
Whether you’re planning a move next month or just starting to consider your options, this episode provides actionable insights and firsthand advice from industry veterans who have seen it all.
Ready to talk? Reach out to Stacey at Stacey@
